Retraction Watch
Tracking retractions as a window into the scientific process
One way to boost your uni’s ranking: Ask faculty to cite each other
Readers who follow scientific publishing will know the term “citation stacking” — as a profile-boosting technique, we’ve seen journals ask authors to cite them, and individual scientists work together to cite each other, forming “citation cartels.” And now, we’ve seen a university do it.
A university in Malaysia has instructed its engineering faculty to cite at least three papers by their colleagues; the more citations a university accrues, the better its ranking in many international surveys. We obtained the original notice, dated August 3 and released by the University of Malaya, and translated it via One Hour Translation. Our English version says:
Dean of the Faculty of Engineering. We contacted him to ask what
prompted the practice, and what penalties researchers will face if they
fail to cite three papers by their colleagues. We received a response
from a university spokesperson, who told us:
Of course, this isn’t the only technique universities use to boost their metrics. Recently, we ran a story in Science about institutions (including many in Western countries) who pay faculty for publications; a 2011 report in Science showed
that universities in Saudi Arabia were giving tens of thousands of
dollars to highly cited researchers to take a secondary position there,
ensuring the institution gets listed on prominent papers.
Like Retraction Watch? Consider making a tax-deductible contribution to support our growth. You can also follow us on Twitter, like us on Facebook, add us to your RSS reader, sign up on our homepage for an email every time there’s a new post, or subscribe to our daily digest. Click here to review our Comments Policy. For a sneak peek at what we’re working on, click here.
A university in Malaysia has instructed its engineering faculty to cite at least three papers by their colleagues; the more citations a university accrues, the better its ranking in many international surveys. We obtained the original notice, dated August 3 and released by the University of Malaya, and translated it via One Hour Translation. Our English version says:
All Academic StaffThe notice is signed by Professor Ir. Dr. Noor Azuan Abu Osman,
Faculty of Engineering
Sir/Madam,
Key Performance Indicators (KPI) Confirmation for 2017
Please refer to the subject-matter stated above.
(1) “Citation: To cite at least 3 relevant papers of colleagues in each of your publication”
- As had been informed earlier, the
KPI Confirmation for all University of Malaya staff has been opened and
the final date for the KPI Confirmation is 9 August 2017.- For the Academic Staff at the
Faculty of Engineering, the First Appraisal Officer (PPP) has determined
the KPI for each departmental staff (please refer to the KPI). Under
Section 6, Faculty Specific Duties you are required to type:
I would be pleased if you could take necessary action before 9 August 2017.
- Other additional tasks are subject to the PPP of each PYD.
Dean of the Faculty of Engineering. We contacted him to ask what
prompted the practice, and what penalties researchers will face if they
fail to cite three papers by their colleagues. We received a response
from a university spokesperson, who told us:
With reference to the issue of citations at the Faculty of Engineering, UM, it is common practice among academics at the Faculty concerned to cite the publications of academics(The original guidelines don’t appear to include the caveat that citations be related to the study.)
at the same Faculty or from other Faculties within the University
provided that the publications are relevant to the study conducted.
This is also practiced by academic staff in general at UM and other universities.
Academics are encouraged to acknowledge and cite fellow academics where Relevant.
Of course, this isn’t the only technique universities use to boost their metrics. Recently, we ran a story in Science about institutions (including many in Western countries) who pay faculty for publications; a 2011 report in Science showed
that universities in Saudi Arabia were giving tens of thousands of
dollars to highly cited researchers to take a secondary position there,
ensuring the institution gets listed on prominent papers.
Like Retraction Watch? Consider making a tax-deductible contribution to support our growth. You can also follow us on Twitter, like us on Facebook, add us to your RSS reader, sign up on our homepage for an email every time there’s a new post, or subscribe to our daily digest. Click here to review our Comments Policy. For a sneak peek at what we’re working on, click here.
Comments
One way to boost your uni's ranking: Ask faculty to cite each other - Retraction Watch at Retraction Watch
August 22, 2017 at 8:22 am
game systems that are meant to track performance or to promote
accountability. A very early report on the use of “social indicators” in
the 1960s warned against the perverse effects of adopting such systems.
I see no solution in sight except to educate audiences to apply a
huge discount to statistics that are used to promote individual and
organizational interests. How can it be that all hospitals in the
vicinity are among the “best ten nationally” or that the majority of
graduates “rise to the top of their occupations?” We seem to live in
Jonathan Keillor’s celebrated community of Lake Woebegon, where
everybody is “above average.”
August 22, 2017 at 9:38 am
publishers tools and products. And while citation cartels boost ranking,
retractions due to research misconduct do not have any impact on
university ranking or academics standing. And thus, one can say that
research misconduct pays off because it doesn’t hurt to publish now and
retract later: 1) rankings include publication/citation counts from
previous years and 2) most retractions are hidden.
August 22, 2017 at 10:02 am
engage in this sort of open and notorious corruption. The organizations
can be political, commercial, or academic. Projecting this out further,
political organizations go through a revolution, commercial
organization are sent to a receivership – academic organizations
rebrand.
August 22, 2017 at 3:11 pm
August 23, 2017 at 1:52 am
Being the Devil’s Advocate for a moment here, did the guidelines not
say “(1) “Citation: To cite at least 3 relevant papers of colleagues in
each of your publication” “?
I would read the “relevant” as “relevant to the study”.
The obvious problem with that is that putting a number on the
required Institutional self-citations makes many studies suddenly
“relevant” for the sole reason that they are from the some Institution.
August 23, 2017 at 5:30 pm
http://retractionwatch.com/2017/04/12/author-surprised-publisher-pulls-three-papers/
http://retractionwatch.com/2017/02/08/computer-scientist-loses-least-three-papers-two-faked-reviews/
http://retractionwatch.com/2017/02/09/elsevier-retract-six-papers-computer-scientist-citing-duplication-fake-reviews/
http://retractionwatch.com/2016/06/22/two-journals-pull-papers-with-suspicious-figures/
http://retractionwatch.com/2016/08/12/researcher-notches-fourth-retraction-has-left-university/
http://retractionwatch.com/2016/03/21/environmental-journal-pulls-two-papers-for-compromised-peer-review/
Etc.
August 24, 2017 at 10:06 am
August 24, 2017 at 10:41 am
August 24, 2017 at 10:49 am
Please find below a dissenting voice from the academic staff
association of the university against the directive. PKAUM is the malay
acronym for the association, Persatuan kakitangan Akademik Universiti
Malaya. There are still sane and wise academics at Universiti Malaya.
=========================================
23 August 2017
Citation Stacking in UM
Colleagues,
It has come to the attention of PKAUM that there is currently an
institutionalised practice of “citation stacking” in our university.
“Citation stacking” is the practice of purposefully citing the work
of colleagues in order to boost their own profile as well as the profile
of the university. The “advantage” of this practice is to inflate the
importance of individual academics and to raise the university’s
standing in any ranking system that uses citations as a criteria.
There is nothing wrong in citing the works of others but only if it
is relevant to one’s own work. To do so to boost one another’s standing
and to raise the university’s ranking is not justifiable and in fact is
dishonest because it seeks to “play the system” for personal and
institutional gains.
The Faculty of Engineering, fresh from the latest display of poor
governance of treating academic staff like criminals by using a bio
metric attendance system, has been uncovered to be involved in “citation
stacking”. In a letter dated 3 August 2017, signed by Professor Ir. Dr.
Noor Azuan Abu Osman, Dean of the Faculty, staff members are required
to cite three of their colleagues in each of their publications. This is
now part of staff members KPI in the Faculty of Engineering and it has
been noticed by the outside world with a report on the matter published
by Retraction Watch. The article can be read here :
http://retractionwatch.com/2017/08/22/one-way-boost-unis-ranking-ask-faculty-cite/
This is an unacceptable practice by the Dean of Engineering for the following reasons:
1. It is potentially unethical, especially if the citation has
no or minimal relevance to the work at hand and is done merely to “play
the system” of personal aggrandisement and institutional rankings
boosting
2. It places a ridiculous demand on academic staff by linking
“citation stacking” to their own academic performance (via the KPI)
3. It erodes academic freedom as staff are being forced to cite their colleagues whether they want to or not.
For these reasons PKAUM insists that the top management of the
university put a stop to this unsavoury practice. We also would like to
propose a change of dean in the Faculty of Engineering, preferably
through secret ballot. There has been too many issues coming from that
PTJ which affects the values, ethics and principles of academia.
Sincerely
Azmi Sharom
President
PKAUM
August 30, 2017 at 8:06 pm
something like this, what is actually his/her KPI? Ranking? Pleasing
the boss? or really want to improve the ‘running’ of the department? Is
this kind of ‘activities’ can be considered ‘fraud’ or misconduct?. I
truly believe this kind activity is due to vague university policy in
their research ‘adventure’.